Regulatory Excellence

Comprehensive Compliance for Financial Services

One of the most important reasons for selecting a trusted registry platform provider is compliance. Our platform ensures complete adherence to all Australian regulatory requirements with automated reporting and built-in compliance tools.

Regulatory Compliance Excellence

Our platform addresses all major regulatory requirements for Australian financial services, ensuring your operations remain compliant and audit-ready at all times.

CRS/FATCA

Common Reporting Standard and Foreign Account Tax Compliance Act reporting for international compliance requirements.

  • Automatic exchange of information
  • OECD country reporting systems
  • Tax residency determination
  • Streamlined reporting processes

ATO Compliance

Australian Tax Office compliance with comprehensive annual reporting and submission capabilities.

  • Annual report generation
  • Tax withholding calculations
  • Distribution statement automation
  • Regulatory submission tracking

AML/CTF Compliance Tools

Our platform includes comprehensive Anti-Money Laundering and Counter-Terrorism Financing tools designed to meet requirements of the AML/CTF Act 2006.

Customer Identification

Robust customer identification methods with document verification and identity validation.

KYC Information

Complete Know Your Customer information collection and management with regulatory compliance.

Enhanced Due Diligence

Specialized procedures for high-risk customers and politically exposed persons (PEPs).

100%
Regulatory Compliance
24/7
Monitoring System
Real-time
Alert System

Reporting & Submissions

Streamline your regulatory reporting with generation and submission of required documents.

Annual Reports

Generation of annual compliance reports for ATO, AUSTRAC, and other regulatory bodies.

ATO Annual Report AUSTRAC Compliance Fund Performance Investor Analysis

Transaction Reports

Comprehensive transaction reporting with detailed analysis and compliance verification.

Suspicious Activity Large Cash Transactions International Transfers Threshold Transactions

Customer Reports

Detailed customer due diligence reports with risk assessments and compliance status.

KYC Verification Risk Assessment PEP Screening Ongoing Monitoring

International Compliance

CRS and FATCA reporting for international tax compliance and information exchange.

CRS Reporting FATCA Compliance Tax Residency OECD Standards

Comprehensive Audit Trail

Maintain complete audit trails for all transactions, user activities, and system changes to ensure regulatory compliance and operational transparency.

Complete Transaction History

Detailed logging of all financial transactions with timestamps, user information, and audit references.

User Activity Tracking

Comprehensive logging of all user actions, system access, and permission changes.

Searchable Audit Logs

Advanced search capabilities across all audit logs for efficient compliance reporting.

Ensure Your Compliance Today

Partner with 7G Registry Platform to maintain comprehensive regulatory compliance while focusing on your core business operations.

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